[Federal Register: July 17, 2008 (Volume 73, Number 138)]
[Proposed Rules]
[Page 41022-41025]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr17jy08-26]
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DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 23
[FWS-R9-IA-2008-0003] [96000-1671-0000-P5]
RIN 1018-AV70
Revision of Regulations Implementing the Convention on
International Trade in Endangered Species of Wild Fauna and Flora
(CITES); Import and Export of Sturgeon Caviar
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Proposed rule.
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SUMMARY: We, the Fish and Wildlife Service (FWS), propose to revise the
regulations that implement the Convention on International Trade in
Endangered Species of Wild Fauna and Flora (CITES) by incorporating
certain provisions related to international trade in sturgeon caviar
adopted at the fourteenth meeting of the Conference of the Parties
(CoP14) to CITES. We propose to reduce the quantity of caviar that may
be imported or exported under the CITES personal effects exemption and
amend the requirements for import of caviar from shared stocks subject
to quotas. These changes would bring U.S. regulations in line with
revisions adopted by consensus at the most recent meeting of the
Conference of the Parties to CITES (June 2007). The revised regulations
would help us more effectively promote species conservation, help us
continue to fulfill our responsibilities under the Treaty, and help
those affected by CITES to understand how to conduct lawful
international trade in sturgeon caviar.
DATES: We will accept comments received on or before August 18, 2008.
ADDRESSES: You may submit comments by one of the following methods:
Federal eRulemaking Portal: http://www.regulations.gov.
Follow the instructions for submitting comments.
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U.S. mail or hand-delivery: Public Comments Processing,
Attn: RIN 1018-AV70; Division of Policy and Directives Management; U.S.
Fish and Wildlife Service; 4401 N. Fairfax Drive, Suite 222; Arlington,
VA 22203.
We will not accept e-mail or faxes. We will post all comments on
http://www.regulations.gov. This generally means that we will post any
personal information you provide us (see the Public Comments section at
the end of SUPPLEMENTARY INFORMATION for further information about
submitting comments).
FOR FURTHER INFORMATION CONTACT: Robert R. Gabel, Chief, Division of
Management Authority; U.S. Fish and Wildlife Service; 4401 N. Fairfax
Drive, Suite 212; Arlington, VA 22203 (telephone, (703) 358-2093; fax,
(703) 358-2280).
SUPPLEMENTARY INFORMATION:
Background
CITES was negotiated in 1973 in Washington, DC, at a conference
attended by delegations from 80 countries. The United States ratified
the Treaty on September 13, 1973, and it entered into force on July 1,
1975, after the required 10 countries had ratified it. Currently 172
countries have ratified, accepted, approved, or acceded to CITES; these
countries are known as Parties.
Section 8A of the Endangered Species Act, as amended in 1982 (16
U.S.C. 1531 et seq.), designates the Secretary of the Interior as the
U.S. Management Authority and U.S. Scientific Authority for CITES.
These authorities have been delegated to the Fish and Wildlife Service.
The original U.S. regulations implementing CITES took effect on May 23,
1977 (42 FR 10465, February 22, 1977), after the first meeting of the
Conference of the Parties (CoP) was held. The CoP meets every 2 to 3
years to vote on proposed resolutions and decisions that interpret and
implement the text of the Treaty and on amendments to the listing of
species in the CITES Appendices. The current U.S. CITES regulations
took effect on September 24, 2007, and incorporate provisions from
applicable resolutions and decisions adopted at meetings of the
Conference of the Parties up to and including the thirteenth meeting
(CoP13), which took place in 2004.
Article VII(3) of the Treaty provides for the import, export, or
re-export of specimens that are personal or household effects (see the
definitions in Sec. 23.5) without CITES documents under specific
circumstances. For some species, including sturgeon and paddlefish
(Acipenseriformes), the Parties have established limits on the quantity
of certain specimens that may be transported as personal and household
effects. At CoP14, in June 2007, the Parties agreed to reduce the
quantity of sturgeon or paddlefish caviar that may be imported or
exported under the personal effects exemption from 250 grams to 125
grams (see Resolution Conf. 12.7 (Rev. CoP14) and Resolution Conf. 13.7
(Rev. CoP14)). This change was originally recommended by the
International Sturgeon Enforcement Workshop to Combat Illegal Trade in
Caviar (Brussels, 2006) and was endorsed by the United States and
adopted by consensus at CoP14. We propose to amend 50 CFR
23.15(c)(3)(i) to incorporate this change.
The Parties also agreed to a new quota-setting process for caviar
from shared stocks, including a change in the quota year so that it
will coincide with the harvest season rather than the calendar year.
Previously, under Resolution Conf. 12.7 (Rev. CoP13), ``Conservation of
and trade in sturgeons and paddlefish,'' caviar from shared stocks
subject to quotas (i.e., the Black Sea, Caspian Sea, and Amur River
basins) had to be exported by the end of the calendar year in which it
was harvested and processed. At CoP14, the Parties agreed that, from
2008 onward, the quota year will begin on the first of March and end on
the last day of February of the following year. Exports of caviar from
shared stocks subject to quotas must take place during the quota year
in which the caviar is harvested and processed.
In addition, the sturgeon resolution was amended to specifically
state that quotas must not be detrimental to the survival of the
species in the wild and to remove the requirement that the Secretariat
must confirm that the quotas have been agreed to by all relevant
countries (see Resolution Conf. 12.7 (Rev. CoP14)). These changes were
adopted by consensus at CoP14. We propose to amend 50 CFR 23.71(d) to
reflect the relevant changes to the quota-setting process for caviar
from shared stocks.
Elsewhere in today's Federal Register, we have published a direct
final rule to promulgate the same regulatory changes to 50 CFR part 23
as proposed here. We published the direct final rule because these
changes are non-controversial and we anticipate no significant adverse
public comment. Therefore we had good cause to find that standard
notice and public comment procedures would be unnecessary and contrary
to the public interest. If we receive no significant adverse comments
regarding these amendments on or before the comment due date specified
in the DATES section of this document and the direct final rule, then
these changes will become effective on the effective date specified in
the DATES section of the direct final rule, and we will take no further
action on this proposed rule. If we do receive significant adverse
comments, then this proposed rule initiates the normal notice-and-
comment rulemaking process.
Required Determinations
Regulatory Planning and Review: This is not a significant
regulatory action under Executive Order 12866 and therefore was not
reviewed by the Office of Management and Budget (OMB).
a. This proposed rule would not have an annual economic effect of
$100 million or more or adversely affect a part of the economy,
productivity, jobs, the environment, or other units of government. This
proposed rule reduces the quantity of sturgeon or paddlefish caviar
that an individual may import or export under the personal effects
exemption (i.e., without a CITES document) from 250 grams to 125 grams.
The personal effects exemption applies only to specimens for personal
use that are hand-carried or checked as personal baggage on the same
boat, plane, etc., as the traveler. This proposed rule also informs the
public of a change in the quota-setting process and timeframe for
export of caviar from shared stocks (i.e., the Black Sea, Caspian Sea,
and Amur River basins). Publication of this proposed rule would assist
U.S. businesses in complying with CITES requirements when engaging in
international trade in sturgeon and paddlefish caviar.
We do not expect that this proposed rule would have a significant
effect on the volume or dollar value of sturgeon or paddlefish caviar
imported, exported, or re-exported to and from the United States. There
is no indication that this proposed rule would result in statistically
significant higher or lower levels of trade, permit applications, or
permit issuance or denial. An economic analysis is not necessary for
this proposed rule as it would not have an economic impact on large or
small entities.
b. This proposed rule would not create inconsistencies with other
agencies' actions. As the lead agency for implementing CITES in the
United States, we are responsible for monitoring imports and exports of
CITES wildlife and plants, including their parts, products, and
derivatives, and issuing import and export documents under CITES.
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c. This proposed rule would not materially affect entitlements,
grants, user fees, loan programs, or the rights and obligations of
their recipients.
d. This proposed rule would not raise novel legal or policy issues.
As a Party to CITES, the United States is committed to fully and
effectively implementing the Convention. All sturgeon and paddlefish
(Acipenseriformes) are listed under CITES. This proposed rule informs
individuals and businesses of provisions adopted at the most recent CoP
for international trade in sturgeon and paddlefish caviar.
Regulatory Flexibility Act: Under the Regulatory Flexibility Act
(as amended by the Small Business Regulatory Enforcement Fairness Act
(SBREFA) of 1996), whenever a Federal agency is required to publish a
notice of rulemaking for any proposed or final rule, it must prepare
and make available for public comment a regulatory flexibility analysis
that describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small government jurisdictions) (5
U.S.C. 601 et seq.). However, no regulatory flexibility analysis is
required if the head of an agency certifies that the rule would not
have a significant economic impact on a substantial number of small
entities. Thus, for a regulatory flexibility analysis to be required,
impacts must exceed a threshold for ``significant impact'' and a
threshold for a ``substantial number of small entities.'' See 5 U.S.C.
605(b). SBREFA amended the Regulatory Flexibility Act to require
Federal agencies to provide a statement of the factual basis for
certifying that a rule would not have a significant economic impact on
a substantial number of small entities.
The U.S. Small Business Administration (SBA) defines a small
business as one with annual revenue or employment that meets or is
below an established size standard. We expect that the majority of the
entities involved with international caviar trade would be considered
small as defined by the SBA. The declared value for U.S. international
trade in sturgeon and paddlefish caviar was $13.4 million in 2005 and
$13.7 million in 2006.
This proposed rule creates no substantial fee or paperwork changes
in the permitting process. The regulatory changes are not major in
scope and would create only a modest financial or paperwork burden on
the affected members of the general public.
This proposed rule would benefit businesses engaged in
international caviar trade by providing updated regulations for the
international trade of CITES specimens. We do not expect these benefits
to be significant under the Regulatory Flexibility Act. The authority
to enforce CITES requirements already exists under the Endangered
Species Act and is carried out by regulations contained in 50 CFR part
23. The requirements that must be met to import, export, and re-export
CITES species are based on the text of CITES, which has been in effect
in the United States since 1975.
We therefore certify that this proposed rule would not have a
significant economic effect on a substantial number of small entities
as defined under the Regulatory Flexibility Act (5 U.S.C. 601 et seq.).
A Regulatory Flexibility Analysis is not required. Accordingly, a Small
Entity Compliance Guide is not required.
Small Business Regulatory Enforcement Fairness Act: This proposed
rule is not a major rule under 5 U.S.C. 804(2), the Small Business
Regulatory Enforcement Fairness Act. This rule:
a. Would not have an annual effect on the economy of $100 million
or more. This proposed rule provides the importing and exporting
community in the United States with updated regulations implementing
CITES. This proposed rule would not have a negative effect on this part
of the economy. It would affect all caviar importers, exporters, and
re-exporters equally, and the benefits of having updated guidance on
complying with CITES requirements would be evenly spread among all
businesses, whether large or small. There is not a disproportionate
share of benefits for small or large businesses.
b. Would not cause a major increase in costs or prices for
consumers; individual industries; Federal, State, tribal, or local
government agencies; or geographic regions. This proposed rule may
result in a small increase in the number of applications for import/
export of caviar for personal use. Under the proposed rule, a CITES
document would be required for any amount of caviar over 125g (a
reduction from the 250g currently allowed without a permit under the
personal effects exemption).
c. Would not have significant adverse effects on competition,
employment, investment, productivity, innovation, or the ability of
U.S.-based enterprises to compete with foreign-based enterprises. This
proposed rule would assist U.S. businesses and individuals traveling
abroad in ensuring that they are meeting all current CITES
requirements, thereby decreasing the possibility that shipments may be
delayed or even seized in another country that has implemented CITES
resolutions not yet incorporated into U.S. regulations.
Unfunded Mandates Reform Act: Under the Unfunded Mandates Reform
Act (2 U.S.C. 1501, et seq.):
a. This proposed rule would not significantly or uniquely affect
small governments. A Small Government Agency Plan is not required. As
the lead agency for implementing CITES in the United States, we are
responsible for monitoring import and export of CITES wildlife and
plants, including their parts, products, and derivatives, and issuing
import and export documents under CITES. The structure of the program
imposes no unfunded mandates. Therefore, this proposed rule would have
no effect on small governments' responsibilities.
b. This proposed rule would not produce a Federal requirement of
$100 million or greater in any year and is not a ``significant
regulatory action'' under the Unfunded Mandates Reform Act.
Takings: Under Executive Order 12630, this proposed rule does not
have significant takings implications. A takings implication assessment
is not required. This proposed rule is not considered to have takings
implications because it would not further restrict the import, export,
or re-export of CITES specimens. Import, export, and re-export of
caviar in amounts greater than 125 grams will still be allowed with the
appropriate CITES documents. The proposed rule would update the
regulations for the import, export, and re-export of CITES specimens,
which would assist the importing and exporting community in conducting
international trade in CITES specimens.
Federalism: These proposed revisions to part 23 do not contain
significant Federalism implications. A Federalism Assessment under
Executive Order 13132 is not required.
Civil Justice Reform: Under Executive Order 12988, the Office of
the Solicitor has determined that this proposed rule does not unduly
burden the judicial system and meets the requirements of sections 3(a)
and 3(b)(2) of the Order.
Paperwork Reduction Act: This proposed rule does not contain any
new information collections or recordkeeping requirements for which OMB
approval is required under the Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.). We may not conduct or sponsor and a person is not
required to respond to a collection of information unless it displays a
currently valid OMB control number.
National Environmental Policy Act (NEPA): The FWS has determined
that this proposed rule is categorically
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excluded from further NEPA review as provided by 516 DM 2, Appendix
1.9, of the Department of the Interior National Environmental Policy
Act Revised Implementing Procedures (69 FR 10866, March 8, 2004). No
further documentation will be made.
Government-to-Government Relationship with Tribes: Under the
President's memorandum of April 29, 1994, ``Government-to-Government
Relations with Native American Tribal Governments'' (59 FR 22951) and
512 DM 2, we have evaluated possible effects on federally recognized
Indian Tribes and have determined that there are no effects. Individual
tribal members must meet the same regulatory requirements as other
individuals who trade internationally in CITES species.
Energy Supply, Distribution or Use: On May 18, 2001, the President
issued Executive Order 13211 on regulations that significantly affect
energy supply, distribution, and use. This proposed rule would revise
the current regulations in 50 CFR part 23 that implement CITES. The
regulations provide procedures to assist individuals and businesses
that import, export, and re-export CITES wildlife and plants, and their
parts, products, and derivatives, to meet international requirements.
This proposed rule would not significantly affect energy supplies,
distribution, and use. Therefore, this action is a not a significant
energy action and no Statement of Energy Effects is required.
Clarity of this regulation: We are required by Executive Orders
12866 and 12988 and by the Presidential Memorandum of June 1, 1998, to
write all rules in plain language. This means that each rule we publish
must:
(a) Be logically organized;
(b) Use the active voice to address readers directly;
(c) Use clear language rather than jargon;
(d) Be divided into short sections and sentences; and
(e) Use lists and tables wherever possible.
If you feel that we have not met these requirements, send us
comments by one of the methods listed in the ADDRESSES section. To
better help us revise the rule, your comments should be as specific as
possible. For example, you should tell us the numbers of the sections
or paragraphs that are unclearly written, which sections or sentences
are too long, the sections where you feel lists or tables would be
useful, etc.
Public Comments
We are seeking comments on whether the provisions in this proposed
rule allow the affected public to effectively comply with CITES. You
may submit your comments and materials concerning this proposed rule by
one of the methods listed in the ADDRESSES section. We will not accept
comments sent by e-mail or fax or to an address not listed in the
ADDRESSES section.
We will post your entire comment--including your personal
identifying information-on http://www.regulations.gov. If you provide
personal identifying information in your written comments you may
request at the top of your document that we withhold this information
from public review. However, we cannot guarantee that we will be able
to do so.
Comments and materials we receive, as well as supporting
documentation we used in preparing this proposed rule, will be
available for public inspection on http://www.regulations.gov, or by
appointment, during normal business hours, at the U.S. Fish and
Wildlife Service; Division of Management Authority; 4401 N. Fairfax
Drive, Suite 212; Arlington, VA 22203; telephone, (703) 358-2093.
List of Subjects in 50 CFR Part 23
Animals, Endangered and threatened species, Exports, Fish, Foreign
officials, Foreign trade, Imports, Reporting and recordkeeping
requirements, Transportation, Treaties, Wildlife.
Proposed Regulation Promulgation
For the reasons given in the preamble, we propose to amend title
50, chapter I, subchapter B of the CFR as follows:
PART 23 - [AMENDED]
1. The authority citation for part 23 continues to read as follows:
Authority: Convention on International Trade in Endangered
Species of Wild Fauna and Flora (March 3, 1973), 27 U.S.T. 1087; and
Endangered Species Act of 1973, as amended, 16 U.S.C. 1531 et seq.
Sec. 23.15 [Amended]
2. Amend Sec. 23.15 (c)(3)(i), the first entry in the table, by
removing the words ``250 gm'' in the Quantity column and by adding in
their place the words ``125 gm.''
3. Amend Sec. 23.71(d) by removing paragraph (d)(4) and revising
paragraphs (d)(1), (d)(2), and (d)(3) to read as follows:
Sec. 23.71 How can I trade internationally in sturgeon caviar?
* * * * *
(d) * * *
(1) The relevant countries have established annual export quotas
for the shared stocks that were derived from catch quotas agreed among
the countries. The quotas are based on an appropriate regional
conservation strategy and monitoring regime and are not detrimental to
the survival of the species in the wild.
(2) The quotas have been communicated to the CITES Secretariat and
the Secretariat has communicated the annual export quotas to CITES
Parties.
(3) The caviar is exported during the quota year (March 1 - last
day of February) in which it was harvested and processed.
* * * * *
Dated: June 5, 2008
David M. Verhey
Acting Assistant Secretary for Fish and Wildlife and Parks
[FR Doc. E8-16198 Filed 7-16-08; 8:45 am]
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