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724 FW
2
Migratory Bird Permits
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FWM#:
428 New (Supersedes 725 FW 1, 07/21/93, FWM 104, and
Director's Order 131, 12/20/00)
Date:
August 6, 2003
Series:
Migratory Birds
Part
724: Migratory Bird Permits
Originating
Office: Division of Migratory Bird Management
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PDF Version
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2.1
What is the purpose of this chapter? This chapter describes the types and
applicability of the various migratory bird permits and the procedures and
requirements for obtaining and complying with a permit. As used in this
chapter, the term "we" means Fish and Wildlife Service.
2.2
What is the Migratory Bird Treaty Act (MBTA) and what does it cover? The Migratory Bird
Treaty Act (MBTA) (16 U.S.C. 703-712) implements the U.S. commitment to four bilateral treaties for the protection of migratory birds. The MBTA
applies to activities conducted within the United States (including import to
and export from), by any person, business, organization, institution, and any
local, State or Federal agency. The United States includes all States, the District of Columbia, the Commonwealth of Puerto Rico, American Samoa, the U.S. Virgin
Islands, Guam, the Commonwealth of the Northern Mariana Islands, Baker Island, Howland Island, Jarvis Island, Johnston Atoll, Kingman Reef, Midway Islands, Navassa Island, Palmyra Atoll, and Wake Atoll.
2.3
What activities do permits cover? We administer a permit program to regulate
certain activities other than hunting that involve migratory birds. We issue permits to
qualified applicants for the following types of migratory bird-related
activities: import/export, scientific collecting, taxidermy, waterfowl sale and
disposal, educational use, game bird propagation, salvage, falconry, raptor
propagation, rehabilitation, control of depredating migratory birds, and
special purpose activities. The Bird Banding Laboratory, U.S. Geological
Survey, issues bird banding permits. The regulations governing permits are
located at 50 CFR 21.
2.4
When are permits required? Permits are required to take, possess,
transport, sell, purchase, barter, import, or export all species of birds
protected by the MBTA, as well as their feathers, parts, nests, or eggs. Take means to pursue,
hunt, shoot, wound, kill, tap, capture, or collect, or attempt to pursue, hunt,
shoot, wound, kill, trap, capture, or collect (50 CFR 10.12).
2.5
What species are protected? Birds protected by the MBTA include all birds
covered by the treaties for the protection of migratory birds between the United States and Great Britain (on behalf of Canada, 1916), Mexico (1936), Japan (1972), and Russia (1976), and subsequent amendments. The complete list of protected birds is
in 50 CFR
10.13. Bald and golden eagles are additionally protected by the Bald and
Golden Eagle Protection Act (BGEPA), 16 U.S.C. 668, and its implementing
regulations at 50 CFR 22. Except as otherwise noted, the permits addressed in
this chapter do not authorize activities involving eagles.
2.6
What items are protected? In addition to live birds belonging to
species listed in 50 CFR 10.13, the MBTA requires permits for
MBTA-prohibited activities involving any dead specimen, feather, part, nest, or
egg of such bird, or any product, whether or not manufactured, which consists,
or is composed in whole or part, of any such bird, part, nest, or egg thereof.
2.7
Are there exceptions to permit requirements?
A. General permit
exceptions apply to employees of the Department of the Interior authorized to
enforce the provisions of the MBTA, pursuant to 50 CFR
21.12.
B. Certain permit
exceptions apply to State game agencies, public museums, public zoological
parks, accredited institutional members of the American Zoo and Aquarium
Association, and public scientific or educational institutions, pursuant to 50
CFR 21.12
.
C. Captive-reared and properly marked
mallard ducks, alive or dead, or their eggs may be acquired, possessed, sold,
traded, donated, transported and disposed of without a permit, subject to
conditions in 50 CFR 21.13.
D. No permit is necessary to acquire
captive-reared, properly marked migratory waterfowl or their eggs, but such
waterfowl, other than mallard ducks, may not be sold, traded, or otherwise
disposed of to another person (except for direct consumption by restaurants,
hotels, clubs, and dealers of meat of game) without a waterfowl sale and
disposal permit, pursuant to 50 CFR
21.14.
E. For migratory birds other than eagles
and endangered or threatened species, a permit is not required to dislodge or
destroy migratory bird nests that are not occupied by juveniles or eggs.
However, any such destruction that results in take of any migratory bird is a
violation of the MBTA (e.g., where juveniles still depend on the nest for
survival). The MBTA requires a permit to collect, possess, transport, sell,
purchase, barter, import, or export any non-eagle migratory bird nest, whether
or not the nest is occupied by eggs or juveniles. Because additional prohibitions
of the BGEPA apply to eagle nests, no one may destroy or dislodge any eagle
nest without a permit. The Endangered Species Act (16 U.S.C. 1531-1544) prohibits destruction of nests of threatened and
endangered migratory bird species.
F. No permit is
required to take, possess, or transport migratory birds for depredation control
purposes where such activities are in accordance with a depredation order
issued under 50 CFR 21, Subpart D, or a conservation order under Subpart E.
2.8 What types of permits are issued? As provided in 50
CFR 21.21 through 21.41, each Regional Migratory Bird Permit Office issues the
following types of migratory bird permits upon approval of a complete permit
application:
A. Migratory Bird Import/Export Permit
(50 CFR 21.21). Issued to individuals and entities to
import and export lawfully acquired migratory birds and their parts, nests, and
eggs. No import/export permit is required for: export of captive-bred, properly
marked migratory game birds to Canada and Mexico; import of legally hunted
waterfowl, doves, and pigeons within the limits established by 50 CFR 20.61; or
export and import of raptors to Canada or Mexico for purposes of attending bona
fide falconry meets, where such birds are legally held under a Federal falconry
permit.
B. Scientific Collecting Permit (50 CFR 21.23). Issued to agencies, educational or
scientific institutions, or individuals acting on behalf of an agency or
institution, for educational and/or scientific purposes. The permit covers
take, transport and possession.
C. Taxidermy Permit (50 CFR 21.24). Issued to persons who possess
sufficient qualifications and experience to practice taxidermy. This permit
covers possession, transport or sale of migratory birds, and authorizes a
taxidermist to receive and temporarily possess for taxidermy purposes, lawfully
acquired, properly tagged migratory birds, their parts, nests, or eggs, and return
them to their owner.
D. Waterfowl Sale and Disposal Permit (50 CFR 21.21). Issued to waterfowl breeders engaged
in commercial sale activities. The permit authorizes the holder to lawfully
sell, trade, donate, transfer, or otherwise dispose of captive-reared and
properly marked migratory waterfowl and their eggs, except for mallard ducks.
No permit is necessary to transfer possession of captive-bred, properly marked
mallard ducks.
E. Educational Use Permit (50 CFR 21.27). Issued under Special Purpose permit
regulations to persons who use migratory birds in educational programs and
exhibits. Permittees must include a conservation or ecological message in all
programs and exhibits using migratory birds. The permit does not authorize the
use of migratory birds to endorse commercial products or services.
F. Falconry Permit (50 CFR 21.28). Authorizes persons to take, possess,
transport, sell, purchase, and barter (includes offer to sell, purchase or
barter) raptors for purposes of practicing falconry. Additional banding conditions
apply to peregrine falcons, gyrfalcons, and Harris's hawks (50 CFR 21.28). To
conduct falconry with golden eagles, the permittee must possess an additional
permit under the BGEPA (50 CFR 22.24).
G. Raptor Propagation Permit (50 CFR 21.30). Issued to qualified individuals and
institutions that breed raptors. The permit covers take, possession,
transportation, sale, purchase, and barter. Requirements include facilities,
equipment, and procedures that meet and/or exceed Federal falconry standards
(50 CFR 21.29).
H. Rehabilitation Permit. Issued to
individuals qualified to care for sick, injured, and orphaned migratory birds
for purposes of returning them to the wild. The permit covers take from the
wild, possession, and transport of such birds, and may authorize rehabilitation
of bald and golden eagles.
I. Depredation Permit (50 CFR 21.41). Issued to take, possess or transport
migratory birds to prevent damage to personal property, agricultural interests,
and natural resources, and for health and human safety purposes. No permit is
required merely to scare or herd depredating migratory birds other than
threatened or endangered species or bald or golden eagles.
J. Special Canada Goose Permit (50 CFR 21.26). Issued to a State wildlife agency in
order to manage goose populations to provide for human health and safety,
protect property, or prevent injury to people.
K. Miscellaneous (Special Purpose)
Permit
(50 CFR 21.27). Issued to qualified applicants who demonstrate a legitimate purpose
for engaging in migratory bird-related activities that are not otherwise
provided for by any standard permit. The applicant must make a sufficient
showing of compelling justification such as benefit to the migratory bird
resource, concern for individual birds, or important research reasons. Salvage
of dead birds for placement with scientific and educational public institutions
is authorized under a special purpose permit.
2.9 What are the permit application
procedures?
A. Prospective permittees must apply for migratory
bird permits using FWS Form
3-200- (License/Permit
Application Form) tailored to the specific type of activity for which the
permit is requested. Applicants must submit the application to the Regional
Migratory Bird Permit Office responsible for the State in which the applicant
resides. We use the information collected through permit applications to
determine whether or not the applicant is qualified to perform the type of
migratory bird-related activity for which he or she has applied. Applications
should be submitted at least 60 days before the date the permit is needed. For
most permits, we charge a nonrefundable fee to offset the costs of processing
the application.
B. Applicants must
list their qualifications and provide justification to obtain a migratory bird
permit.
(1)
Qualification
requirements vary depending on the type of permit. Requirements may include
practical knowledge of species; handling, collecting, and rearing techniques;
and/or quality of housing and facilities. Additional qualifications and
experience may be necessary to obtain a permit for scientific research
purposes. Some applications require documentation of previous experience, such
as a State license or certification of formal training. Determination of an
applicant's qualifications is made on a case-by-case basis, and the burden of
proof is on the applicant to demonstrate those qualifications.
(2) Some permit
applications require case-specific justification for the applicant's proposed
activity. Justification may consist of a conservation benefit, important
research grounds, or other compelling basis.
C. Upon reviewing an
application for a migratory bird permit, we may require additional information
from the applicant consistent with the information required to process the
application.
2.10
Who issues permits? The Regional Migratory Bird Permit Office staff reviews
completed applications as well as requests for renewals and amendments. Acting
on behalf of the Assistant Regional Director for Migratory Birds, staff
determine whether to issue or deny a permit based on criteria in the
implementing regulations and applicable policy. A Biological Review Team
reviews scientific collecting permits and refers them back to the Migratory
Bird Permit Office staff. We base permit conditions on regulations (50 CFR 21)
governing the type of activity being permitted, as well as the qualifications
of the individual permittee.
2.11
Can a permit denial be appealed? Any person who is denied a permit may request
reconsideration in accordance with the procedures in 50 CFR 13.29.
2.12
When should requests to renew a permit be submitted? Permittees should
submit requests to renew permits to the issuing office at least 30 days prior
to the expiration of the permit. Permittees whose renewal requests are on file
with the issuing office may continue permitted activities until their requests
are acted upon.
2.13
What are the report and recordkeeping requirements? Permittees must
maintain accurate records of their permitted activities and may be required to
submit reports covering those activities to the Regional Migratory Bird Permit
Office. Those holding Waterfowl Sale and Disposal permits must submit FWS Form
3-186 (Notice of Transfer or Sale of Migratory Waterfowl) upon disposal of
waterfowl or their eggs, alive or dead. Permittees must submit these forms to
the issuing office on or before the last day of the month in which the transfer
occurs. Holders of falconry permits and permits for propagation of raptors or
game birds must submit FWS Form 3-186A (Migratory Bird Acquisition and
Disposition Report) within 5 days of any transaction involving those birds.
2.14
Can a permit be suspended or revoked? We may suspend or revoke a migratory
bird permit for a violation of the terms and conditions of the permit or the
regulations under which the permit was issued; or for any reason set forth in
50 CFR 13.27 (permit suspension) and 50 CFR 13.28 (permit revocation). The
validity of any permit is conditioned on observance of all applicable foreign,
State, local, or other Federal laws. The migratory birds, nests, eggs, and any
portions thereof remain in the stewardship of the Fish and Wildlife Service and
may be recalled at any time.
2.15
Who is liable for activities under the permit? The permittee assumes all liability
and responsibility for the conduct of the activities authorized by his or her
permit.
2.16
Who issues Migratory Bird Banding Permits? The U.S. Geological Survey issues
migratory bird banding permits (50 CFR 21.22) under the North American Bird
Banding Program .
2.17
What other laws and regulations may apply?
A.
Bald and Golden Eagle Protection Act. Additional protections are accorded
to bald and golden eagles under the Bald and Golden Eagle Protection Act, 16 U.S.C. 668.
B.
Endangered and Threatened Species. Additional permits issued under 50 CFR 17
(Endangered and Threatened Wildlife and Plants) may be required for activities
involving migratory birds that are federally listed as threatened or endangered
under the Endangered Species Act, 16
U.S.C. 1531-1544.
C.
CITES Species. Exporting or importing migratory birds that are listed under the
Convention on International Trade in Endangered Species of Flora and Fauna (16 U.S.C. 1531 et seq.) may require a CITES permit from the Division of Management
Authority (50 CFR 23).
D.
State Permits. Migratory bird permits are not valid unless accompanied by appropriate
State permits where required.
For
information on the content of this chapter, contact the Division of Migratory
Bird Management. For information about the Web site, contact Krista
Holloway in the
Division of Policy and Directives Management.
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